免責聲明:
匯港資訊有限公司及其資訊供應商努力確保所提供資訊的正確性和可靠性,惟不保證該等資料絕對正確。亦不對由於任何資料不確或遺漏所引起之損失或損害負上責任(不論是民事侵權行為責任或合約責任或其他)。
Cash Account
Cash settlement, doesn’t involve any mortgage lending. The clients must have sufficient funds for trading and settlement in future transactions.
Custodian Account
It is also a kind of Cash account. The purpose of setting up this kind of account is for the clients who are trading frequently. There is no need to make settlement on T+2 days for every single trade, it will settle with the account balance and keep the balance rolling to next trading day.
Margin Account
It allows customer to purchase securities with margin financing. The loan in the account is collateralized by the securities and cash. If the value of the stock drops sufficiently, the account holder will be required to deposit more cash or sell a portion of the stock. Customer is not allowed to open margin account without cash account or custodian account in our company.
*Note: According to margin client agreement, we have the right to mortgage or otherwise dispose of the shares in its margin account.
*Note: If you would like change your corresponding address, please provide the address proof within latest 3 months as well.
Clients with registered email will activate the E-statement service automatically. When the electronic statements are available to be downloaded by clients, you will receive a notification email. Please click here to login in your account to check your E-statement.
Please note daily combined statements are available to be downloaded within 3 months after its initial issuance date and monthly statements are available to be downloaded with 2 years after its month of issuance.
You can download the statement, in additional statement fee will be charged if the clients with E-statement service require hardcopy of the daily and monthly statements.
Yes, you can choose to receive the hardcopy of daily and monthly statement by mail.
Staring from 1st Jan 2019, we will charge administration fee of HK$20/month for daily and monthly statement by mail. The relevant fee will be automatic deduction from the account on the last working day of the relevant month and not refundable.
*Note: the statement fee will be waived for clients who is over 60 years old.
FATCA is a US-made tax law that went into effect in 2014.
FATCA is designed to prevent US taxpayers from using offshore financial accounts to avoid complying with US tax obligations. Victory Securities Limited Company is legally responsible for identifying its clients and reporting their information to the IRS.
In support of the principle of reciprocity, governments around the world are introducing new data collection and reporting requirements for financial institutions, known as CRS. If it is assessed that you are obligated to pay taxes in Hong Kong, Victory Securities, as a licensed financial institution, is responsible for reporting your account information to the Hong Kong Inland Revenue Department.
***These data will be transmitted to tax authorities in other countries or regions.
No. The "Common Reporting Standard" standard has been incorporated into Hong Kong's Inland Revenue Ordinance.
Victory Securities has the legal responsibility to set up and use appropriate programs to collect the specified data, and then send it to the Hong Kong Inland Revenue Department. Don't worry if you have already declared all tax liabilities.
The Inland Revenue (Amendment) (No. 3) Ordinance 2016 (the "Amendment Ordinance") establishes the legal framework for Hong Kong to implement the new international standard for the automatic exchange of financial account data ("AEOI").
The first automatic data exchange will take place in 2018. For details, please refer to the website of the Hong Kong Inland Revenue Department: click here to browse
The result of the customer's risk tolerance evaluation is comprehensively determined by the scores of the two parts of investment ability and investment willingness.
Victory Securities will classify investors' risk tolerance from low to high into three types: high, medium, and low based on the assessment results of investors' risk tolerance.
To open an account online please click the below link
Click HerePlease confirm that the bank card is in your name, the bank card number and the bank name are entered correctly, and the card should be a debit card.
The ID card used in account opening must be the same as the ID card used on the previous page;
You can switch the debit card of other banks for verification. Debit cards of Bank of China, Agricultural Bank of China, Industrial and Commercial Bank of China, China Construction Bank, China Merchants Bank, China Citic Bank, and other large banks are recommended.
You can delete the uploaded photos and upload again;
If the recognition error persists, you can call our customer service hotline (852) 2525 2437 or (86) 147 1501 7408 to contact customer service.
Once the application is submitted, we will conduct a compliance review, which usually takes 1-2 working days. After the approval is completed, the customer will receive an email account activation notification from Victory Securities. Please fill in the correct email address and mobile phone number.
Submit data for review first → Transfer HK$10,000 after receiving the approval completion email - to activate the account → Reply to the email with the transfer receipt → Receive the account number and password
According to the guidelines of the SFC (Securities and Futures Commission), who opens an account through online program must complete the following transfer procedures as required to formally complete the stock account opening procedure:
After we accept your account opening application, you have also activated the online transaction service and view the electronic statement function. We will email the account opening information and login password to your registered email within 1-2 working days. Please use your account number and password to log in to the trading system or check the online statement.
Note: Please note that the English letters in the account number are not case sensitive, and the password must be a combination of 8 Roman numerals. In order to protect your account security, please do not disclose the online trading platform to a third-party password.
Trading is conducted on Monday to Friday (excluding public holidays) at the following times:
【Auction Session】9:00-9:30
【Continuous Trading Session】9:30-12:00 and 13:00-16:00
【Closing Auction Session】16:00-16:08
Due to different time periods, order types and limits are different. For detailed pre-opening mechanism, please visit HKEX Website
Except for public holidays and market closures due to inclement weather, the U.S. stock market generally trades from Monday to Friday, and the trading hours are as follows:
The continuous trading hours of US stocks are US Eastern Time (ET): Monday to Friday 9:30-16:00
US Summer Time (March to November): Hong Kong time 21:30-4:00
US Winter Time (November to March of the following year): Hong Kong Time 22:30-5:00
U.S. stocks are allowed to conduct pre- and post-market trading outside the continuous trading hours, and pre- and post-market orders will be submitted to the exchange for order matching.
Nasdaq has a special pre-market and after-market trading hours, and each brokerage has different requirements for the time period of pre-market and after-market transations. Victory Securities Trading Platform stipulates:
The market is closed on Saturdays, Sundays and public holidays.
Due to different time periods, order types and restrictions are different, it is recommended to contact the account manager for details
In order to fully protect the interests of clients, clients and authorized persons are required to fill in relevant authorization documents. Clients can download the "Authorization Letter-Appointment of Authorized Person" and provide the authorizer's ID card and a copy of the address proof within 3 months, and sign it under the witness of the company's licensee. After the application is approved, your authorized relatives and friends can issue transaction instructions on your behalf.
If you choose to authorize your account manager to execute orders on your behalf, your account will be defined as a "discretionary account ", and clients download the "Discretionary Account-Standing Authority" and sign it under the witness of two licensed persons. And only after obtaining the approval of the company’s management, the account manager can issue trading instructions on your behalf.
There are many reasons for this problem. You can see the main reason in the status of the order. Your order may not be accepted under the following circumstances:
If there is not enough credit, cash or purchasing power in your account or you have issued multiple buy orders, but still have not been executed.
These buy orders will be withheld the purchasing power from your account. You may consider canceling these buy orders before issuing a new order again.
Hong Kong market: Including equity securities, debt securities, unit trusts, exchange-traded funds and warrants listed on the Hong Kong Stock Exchange, as well as related derivative investment products such as futures indexes, bonds, and high-yield notes.
Other market: Victory Securities provides U.S. stocks, Shanghai, Shenzhen A, B shares and other local securities markets
(Including: Singapore, the United Kingdom, Europe, Southeast Asia, etc.) agency trading services.
If you are unable to modify or cancel the order via computer or communication equipment, please contact your account manager immediately or call our order hotline (852) 2525 2437, (86) 147 1501 7408 to contact client service, we are happy to help you provide assistance.
*there will be no additional charge for this service.
2FA (2-way factor authentication) refers to verifying the identity of a user through two factors of private information, personal belongings and physiological characteristics. It is an effective authentication mechanism to prevent hacker attacks.
The SFC issued on October 27, 2017, the "Guidelines for Reducing and Mitigating Hacker Intrusion Risks Related to Internet Trading" stated that two-factor authentication should be implemented for the login program of clients' Internet trading accounts, that is, through the information known to clients (such as Login password) and tools (such as mobile phones) owned by the client to verify the identity of the client. Using 2FA is not easy to obtain and crack, which can effectively reduce the risk of hacker intrusion.
Clients must use a two-factor authentication mechanism when logging in to the Victory Online trading account to ensure that their personal information or password will not be stolen. When logging in, clients need to enter another set of two-factor authentication code in addition to their login name and password:
New accounts opened in 2019 have begun to use the "Two-Factor Authentication Security Device - VIC Token" to receive two-factor authentication passwords by default in order to avoid regional and mobile phone restrictions and delays in receiving SMS.
If existing clients want to activate the "Two-Factor Authentication Security Device - VIC Token", please contact our client service department at (852) 2525 2437 or (86) 147 1501 7408 for arrangement.
Android system version: 4.4 or above
iOS version: 9 or above
Set automatic date and time
Fingerprint unlock function system requirements: Android 6.0 or above
Clients can follow the deposit guidelines below to complete the transaction and send the deposit receipt via the 「Victory Securities」 mobile APP or send to WhatsApp (5498 9438) or email to setl@victorysec.com.hk for settlement procedures.
*In order to protect the interests of clients, we only accept checks or bank account transfers with the same name from the account holder, and do not accept third-party deposits!
For online users, please use "Victory Securities" Mobile App to upload the deposit certificate.
WhatsApp users please use your registered phone to send the bank deposit certificate to the company's settlement department WhatsApp +852 5498 9438 or send an email to setl@victorysec.com.hk for relevant settlement procedures.
* If you submit the deposit certificate by other phone numbers or methods (email, fax, post), please sign a valid seal (namely the signature on the contract) on the deposit certificate before submitting.
We will need to check the account after receiving your transfer certificate. The cut-off time on working days is 4:45 pm. Transfer certificate submitted after this time will be processed on the second working day.
Clients can also log in to the "E-Statement Inquiry" section of the company's website to view the statement of the day and check the account status.
Clients can choose the settlement method when opening an account. Victory Securities provides two settlement methods
Starting from February 16, 2021, clients who open a stock trading account via non-face-to-face via mobile phones, if they apply for a withdrawal (withdrawal) of HK$30,000 or less, each transaction must be paid the handling fee is HKD50.
The following is the company's cut-off time. If clients have special withdrawal arrangements, please make fund withdrawal notice as soon as possible.
Cheque
Clients need to notify their account manager or submit the "Fund Withdrawal" instruction through the online trading platform before 12:00 noon on the same day. The instruction will be processed on the same day, and the client will use the money on the next working day.
CHATS/ Overseas TT remittance
CHATS/ Overseas TT remittance is subject to a fee of HK$300 per transfer.
If clients need to make special withdrawals to other bank accounts other than those already registered, clients can download and fill in the "Withdrawal Instructions" application form on the company's website.
Cash cheque withdrawal
If the clients request to withdraw the balance in the account by cash check under certain circumstances, the maximum withdrawal limit is HKD 50,000, and the clients must bring the relevant documents to the company in person.
If clients need to withdraw funds to an unregistered Hong Kong bank account, clients can download and fill in the "Withdrawal Instructions" application form on the company website or fill in the "Change of Account Information Form" to update your personal information to add new bank information.
If the clients do not have a Hong Kong bank account, the clients can download it from the company website and fill in the "Withdrawal Instructions" application form and return it to the company. Withdrawal instructions will be processed as soon as possible according to client requirements.
The clients need to bring their physical stocks to our bank and sign on the transferor column on the back of the stocks or on the transfer paper.
When depositing stocks, clients must pay HK$5.00 physical stock transfer printing fee for each transfer letter.
Please note that the name on the stock certificate must be the same as that of your account. Any stock certificates deposited after 12:00 pm are processed in the next trading day only.
Note: Stocks can only be sold after the CCASS has finished the transfer. It normally takes around 10 working days.
The clients can fill and sign the Physical Share Withdrawal Notification and Return the form to our company. When the seal is verified, you can do it on your behalf. When the physical stock is ready. Our staff will notify clients to collect the stock via phone/email. Clients should collect the physical share personally.
Note
If the client authorizes a third party to pick up the physical share, the original authorization letter and the ID card of the authorized person must be submitted for verification.
It takes about 3 working days from the application to the actual withdrawal of physical shares, excluding odd lots. The shares withdraw must be paid in cash.
Clients should notify their broker and fill in the transfer document. Follow these steps
The required information when transferring custody is as follows
Company Name: Victory Securities Co., Limited
CCASS participation No.: B01445
Contact Person: Mr. Ko Yuen San
TEL: +852 2523 1200
If the clients need to transfer the physical stock to his own name, he can register at the relevant registrar or go through the company's agent. If the company needs to handle it on behalf of the company, the client needs to pay the relevant handling fee. For the required fee, please refer to the 「Fees」for reference.
香港的中資股由H股與紅籌股組成。
H股,即注冊地在內地、上市地在香港的中資股。香港的英文是HongKong,取其字首,在港上市中資股就叫做H股。1993年在港發行的青島啤酒H股是中國第一隻H股。
紅籌股,即注冊地在中國境外、上市地在香港的帶有中國內地概念的股票。“帶有中國內地概念”主要指中資控股和主要業務在中國內地。
股市術語
牛市
股票市場上買入者多於賣出者,股市報價看漲稱為牛市。
熊市
熊市與牛市相反。股票市場上賣出者多於買入者,股市報價看跌稱為熊市。
開盤價
是指當日開盤後該股票的第一筆交易成交的價格。如果開市後30分鐘內無成交價,則以前日的收盤價作為開盤價。
收盤價
指每天成交中最後一筆股票的價格,也就是收盤價格。
最高價
是指當日所成交的價格中的最高價位。有時最高價只有一筆,有時也不止一筆。
最低價
是指當日所成交的價格中的最低價位。有時最低價只有一筆,有時也不止一筆。
績優股
是指那些業績優良,但增長速度較慢的公司的股票。這類公司有實力抵抗經濟衰退,但這類公司並不能給你帶來振奮人心的利潤。因為這類公司業務較為成熟,不需要花很多錢來擴展業務,所以投資這類公司的目的主要在於拿股息。另外,投資這類股票時,市盈率不要太高,同時要注意股價在歷史上經濟不景氣時波動的記錄。
熱門股
是指交易量大、流通性強、股價變動幅度較大的股票。
成長股
是指這樣一些公司所發行的股票,它們的銷售額和利潤額持續增長,而且其速度快於整個國家和本行業的增長。這些公司通常有宏圖偉略,注重科研,留有大量利潤作為再投資以促進其擴張。
每手數量
它是國際上通用的計算成交股數的單位。必須是手的整數倍才能辦理交易。目前一般以100股為一手進行交易。即購買股票至少必須購買100股。
成交量
反映成交的數量多少。一般可用成交股數和成交金額兩項指標來衡量。目前深滬股市兩項指標均能顯示出來
價位
指喊價的升降單位。價位的高低隨股票的每股市價的不同而異。以上海證券交易所為例每股市價末滿100元 價位是0.10元,每股市價100-200元 價位是0.20元 每股市價200-300元 價位是0.30元,每股市價300-400元 價位是0.50元 每股市價400元以上 價位是1.00元
停牌
股票由於某種消息或進行某種活動引起股價的連續上漲或下跌,由證券交易所暫停其在股票市場上進行交易。待情況澄清或企業恢複正常後,再復牌在交易所掛牌交易。
漲跌
以每天的收盤價與前一天的收盤價相比較,來決定股票價格是漲還是跌。一般在交易臺上方的公告牌上用"+""-"號表示。
漲(跌)停板
交易所規定的股價一天中漲(跌)最大幅度為前一日收盤價的百分數,不能超過此限,否則自動停止交易。
升高盤
是指開盤價比前一天收盤價高出許多。
開低盤
是指開盤價比前一天收盤價低出許多。
盤檔
是指投資者不積極買賣,多採取觀望態度,使當天股價的變動幅度很小,這種情況稱為盤檔。
整理
是指股價經過一段急劇上漲或下跌後,開始小幅度波動,進入穩定變動階段,這種現象稱為整理,整理是下一次大變動的準備階段。
跳空
指受強烈利多或利空消息刺激,股價開始大幅度跳動。跳空通常在股價大變動的開始或結束前出現。
市盈率
市盈率是某種股票每股市價與每股盈利的比率。(市盈率=普通股每股市場價格÷普通股每年每股盈利)上式中的分子是當前的每股市價,分母可用最近一年盈利,也可用未來一年或幾年的預測盈利。市盈率是估計普通股價值的最基本、最重要的指標之一。一般認為該比率保持在20-30之間是正常的,過小說明股價低,風險小,值得購買;過大則說明股價高,風險大,購買時應謹慎。但高市盈率股票多為熱門股,低市盈率股票可能為冷門股。
回檔
是指股價上升過程中,因上漲過速而暫時回跌的現象。
反彈
是指在下跌的報價中,股價有時由於下跌速度太快,受到買方支撐暫時回升的現象。反彈幅度較下跌幅度小,反彈後恢復下跌趨勢。
多頭
對股票後市看好,先行買進股票,等股價漲至某個價位,賣出股票賺取差價的人。
空頭
是指認為股價已上漲到了最高點,很快便會下跌,或當股票已開始下跌時,認為還會繼續下跌,趁高價時賣出的投資者。
多頭市場
也稱牛市,就是股票價格普遍上漲的市場。
空頭市場
股價呈長期下降趨勢的市場,空頭市場中,股價的變動情況是大跌小漲。亦稱熊市。
多翻空
原本看好報價的多頭,看法改變,賣出手中的股票,有時還借股票賣出,這種行為稱為翻空或多翻空。
空翻多
原本作空頭者,改變看法,把賣出的股票買回,有時還買進更多的股票,這種行為稱為空翻多。
買空
預計股價將上漲,因而買入股票,在實際交割前,再將買入的股票賣掉,實際交割時收取差價或補足差價的一種投機行為。
沽空
預計股價將下跌,因而賣出股票,在發生實際交割前,將賣出股票如數補進,交割時,只結清差價的投機行為。
利空
促使股價下跌,對空頭有利的因素和消息。
利多
是刺激股價上漲,對多頭有利的因素和消息。
套牢
是指預期股價上漲,不料買進後,股價路下跌;或是預期股價下跌,賣出股票後,股價卻一路上漲,前者稱多頭套牢,後者是空頭套牢。
大戶
就是大額投資人,例如財團、信託公司以及其它擁有龐大資金的集團或個人。
中戶
指投資額較大的投資人。
散戶
就是買賣股票數量很少的小額投資者。
經紀人
執行客戶命令,買賣證券、商品或其他財產,並為此收取傭金者。
搶短線
預期股價上漲,先低價買進後再在短期內以高價賣出。預期股價下跌,先高價賣出再伺機在短期內以低價再回購。
盤整
股價經過一段快捷上升或下降後,遭遇阻力或支撐而呈小幅漲跌變動,做換手整理。
抬拉
抬拉是用非常方法,將股價大幅度抬起。通常大戶在抬拉之後便大拋出以牟取暴利。
打壓
是用非常方法,將股價大幅度壓低。通常大戶在打壓之後便大量買進以取暴利。
黑馬
是指股價在一定時間內,上漲一倍或數倍的股票
白馬
是指股價已形成慢慢漲的長升通道,還有一定的上漲空間。
騙線
大戶利用股民們迷信技術分析數據、圖表的心理,故意抬拉、打壓股指,致使技術圖表形成一定線型,引誘股民大量買進或賣出,從而達到他們大發其財的目的。這種期騙性造成的技術圖表線型稱為騙線。
技術分析
以供求關系為基礎對市場和股票進行的分析研究。技術分析研究價格動向、交易量、交易趨勢和形式,並製圖表示上述因素,用圖預測當前市場行為對未來證券的供求關系和個人持有的證券可能發生的影響。
基本分析
根據銷售額、資產、收益、產品或服務、市場和管理等因素對企業進行分析。亦指對宏觀政治、經濟、軍事動態的分析,以預測它們對股市的影響。
非上市股票
不在證券交易所注冊掛牌的股票。
委託書
股東委託他人(其他股東)代表自己在股東大會上行使投票權的書面證明。
周轉率
股票交易的股數占交易所上市流通的股票股數的百分比。
認股權證
股票發行公司增發新股票時,發給公司原股東的以優惠價格購買一定數量股票的證書。認股權證通常都有時間限製,過時無 效。在有效期內持有人可以將其賣出或轉讓。
除權
股票除權前一日收盤價減去所含權的差價,即為除權。
派息
股票前一日收盤價減去上市公司發放的股息稱為派息。
含權
凡是有股票有權未送配的均稱含權。
填權
除權後股價上升,將除權差價補回,稱為填權。
增資
上市公司為業務需求經常會辦理增資(有償配股)或資本公積新增資(無償配股)。
供股
公司增發新股時,按股東所有人份數,以特價(低於市價)分配給股東認購。
坐轎子
預測股價將漲,搶在眾人前以低價先行買進,待眾多散戶跟進、股價節節升高後,賣出獲利。
抬轎子
在別人早已買進後才醒悟,也跟著買進,結果是把股價抬高讓他人獲利,而自己買進的股價已非低價,無利可圖。
下轎子
坐轎客逢高獲利結算為下轎子。
阻力線
股價上漲到達某一價位附近,如有大量的賣出情形,使股價停止上揚,甚至回跌的價。
支撐線
股價下跌到在某一價位附近,如有大量買進情形,使股價停止下跌甚至回升的價位。
跳空
股市受到強烈利多或利空消息的刺激,股價開始大幅跳動,在上漲時,當天的開盤或最低價,高於前一天的收盤價兩個申報單位以上,稱"跳空而上";下跌時,當天的天盤或最高價低於前一天的收盤價兩個申報單位,而於一天的交易中,上漲或下跌超過一個申報單位,稱"跳空而下"。
填空
指將跳空出現時將沒有交易的空價位元補回來,也就是股價跳空後,過一段時間將回到跳空前價位,以填補跳空價位。
回檔
上升趨勢中,因股價上漲過速而回跌,以調整價位的現象。
天價
個別股票由多頭市場轉為空頭市場時的最高價。
突破
指股價經過一段盤檔時間後,產生的一種價格波動。
探底
股價持續跌挫至某價位時便止跌回升,如此一次或數次。
頭部
股價上漲至某價位時便遇阻力而下滑。
掛進
買進股票的意思。
掛出
賣出股票的意思
開平盤
指今日的開盤價與前一營業日的收盤價相同。
近期趨勢
20~30天為近期趨勢。
全額交割
是證券主管機關對重整公司或發生重大問題的上市公司之股票,特別製定的買賣交割力法。
洗盤
做手為達到炒作目的,必須於途中讓低價買進,且意志不堅的轎客下轎,以減輕上檔壓力,同時讓持股者的平均價位升高,以利於施行養、套、殺的手段。
對敲轉帳
轉帳交易的一種方式。這是證券經紀商賺取投資利潤的一種手段。經紀商們經低價買進股票,並收取客戶的傭金,再以高價賣給另一客戶,這樣就賺取了大量利潤
客戶可於退款日,即新股上市前一個交易日登入網上交易平臺,已獲分配的股數及款項會在當日的交易時段(3:30PM前)配置至客戶的帳戶上,敬請登錄查看。
如賬戶已綁定之手機能收到短訊通知,我們亦會在退款日以短訊告知貴帳戶新股分配結果;我們亦建議您向您的客戶經理查詢有關結果。
客戶以現金認購新股,手續費為每筆50港元;融資認購手續費為每筆100港元,不論成功認購與否,均需繳付。
認購資金以認購價格及數量為準。
客戶可參考以下計算方式:
如成功認購,需收取1.0077%的費用。收費內容為1.0%經紀傭金、0.0027%證監會交易徵費及0.005%聯交所交易費。
孖展利息計算方式如下:
融資新股認購金額 X 利息 X 計息日
詳情請參閱新股認購招股文件。
現金認購手續費和認購費用將在新股截止日當天在帳戶內扣除。
融資認購之按金,將在新股截止日當天在帳戶內扣除,而手續費和利息則會在退款日安排扣除,在扣除相關費用後,而未能成功認購之退款將於退款日一併退回客戶帳戶。
不是,認購新股股份的分配基準視乎有效的認購新股申請數目而定,分配結果由香港交易所公佈。
重要提示
新股認購只能通過一家券商或認可機構申請,若通過兩個及以上券商提交認購請求,則所有請求均/有機會被駁回,導致認購失敗。